Senior Compliance Manager

This individual will lead a small team of Compliance Coordinators across Bermuda and Cayman, ensuring thorough KYC and AML/ATF processes are in place, conducting client risk assessments, and maintaining ongoing monitoring programs in line with evolving regulatory requirements. 

The Senior Compliance Manager will act as the primary liaison with regulatory authorities, overseeing all filings, reports, and correspondence while ensuring leadership is kept informed of developments in local and international regulations. This role will also be responsible for maintaining and updating compliance manuals and procedures, monitoring adherence to investment mandates, and preparing comprehensive board reports.

Requirements:

• A recognized investment or compliance-related qualification with at least five years of experience in the investment/financial services industry.
• At least five years of compliance experience gained at a management level satisfying OECD financial regulatory requirement.
• Thorough knowledge of Bermuda regulatory requirements. Exposure to regulatory requirements in the Cayman Islands will be beneficial.
• Ability to read, absorb, and clarify regulatory legislation prescribing procedures for compliance.
• Demonstrate the ability to motivate and manage staff to complete regulatory tasks within tight time frames.
• Strong analytical, organizational, time management and forward planning skills, with good business acumen, attention to detail, and the tendency to take action without prompting.