Compliance Officer

JOB # 123 LOCATION George Town, Grand Cayman, Cayman Islands
  • Anywhere


  • Daily assistance with the risk and compliance checks/monitoring on transfer requests;
  • Weekly monitoring and maintenance of the high-risk transaction review (Siron);
  • Review of new account after 30 and 90 days for errors/consistencies/deficiencies;
  • Monthly risk, compliance and AML reports to Head of AMLCO/MLRO;
  • Manage cross border training register, disseminate updates and coordinate training whenever required;
  • Track and chase outstanding account opening and KYC documentation;
  • Assist Local Product Committee and Fiduciary Suitability Committee with compliance and reviews;
  • Maintain and update IPM and BI registers of information;
  • Maintain and update counterparty registers of information and respond to KYC requests;
  • Assist in management of internal and external audits and any regulatory inspections;
  • Assist with risk and compliance projects including FATCA, CRS, HRC and PEP review;
  • Manage the annual file review process;
  • Any other duties assigned by the Compliance Department and/or Senior Management.


  • Minimum of (3) three years in Compliance;
  • Relevant Compliance certification required (CAMS, ICA);
  • Reasonable knowledge of financial service regulations, know your client, anti-money laundering and conduct of business;
  • Moderate degree of knowledge with data analytics (in order to facilitate compliance checking against specially designated listings);
  • Proficiency in Microsoft Office applications (Word, Excel, Outlook);
  • Strong presentation and communication skills, telephone etiquette and customer-service skills;
  • Absolute confidentiality for all clients;
  • Strong interpersonal, negotiation and diplomacy skills with a high comfort level in dealing with Senior Management, Client Relationship/ Service Officers and external counter parties / stakeholders;
  • Strong analytical skills;
  • Demonstrate initiative, attention to detail, multitasking ability, organizational skills and effective prioritization of deadlines;
  • Ability to communicate (oral and written) in English with Spanish or Italian being a definite asset;
  • Ability to evaluate technical issues, analyze facts and consult;
  • Broad thinker, capable of quickly interpreting information and presenting arguments in a clear and reasoned way;
  • Must be able to work independently.